-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kv4ahfhrLx+ZcN6f2mEdO2gGuu9oH5x5HfjJjf9LKJG8MKfFb6V58PNyb/Ue5JSn oFHJ5Ef0uGClX+6RZhqR3A== 0000950135-08-000981.txt : 20080214 0000950135-08-000981.hdr.sgml : 20080214 20080214130305 ACCESSION NUMBER: 0000950135-08-000981 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 GROUP MEMBERS: ANEEL BHUSRI GROUP MEMBERS: GREYLOCK XII GP LIMITED LIABILITY COMPANY GROUP MEMBERS: GREYLOCK XII-A LIMITED PARTNERSHIP GROUP MEMBERS: WILLIAM S. KAISER GROUP MEMBERS: WILLIAM W. HELMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Constant Contact, Inc. CENTRAL INDEX KEY: 0001405277 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 043285398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83685 FILM NUMBER: 08612025 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-472-8100 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Greylock XII Limited Partnership CENTRAL INDEX KEY: 0001413950 IRS NUMBER: 061757236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 880 WINTER STREET STREET 2: SUITE 300 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-2200 MAIL ADDRESS: STREET 1: 880 WINTER STREET STREET 2: SUITE 300 CITY: WALTHAM STATE: MA ZIP: 02451 SC 13G 1 b68556ccsc13g.htm GREYLOCK XII LIMITED PARTNERSHIP / CONSTANT CONTACT, INC. sc13g
 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. )
Constant Contact, Inc.
 
(Name of Issuer)
Common Stock, $0.01 par value per share
 
(Title of Class of Securities)
210313 10 2
 
(CUSIP Number)
December 31, 2007
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
      o Rule 13d-1(b)
 
      o Rule 13d-1(c)
 
      þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
Greylock XII Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   --
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -1,871,613-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   --
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -1,871,613-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -1,871,613-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.78%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 2 of 12 pages


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
Greylock XII-A Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   --
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -207,956-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   --
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -207,956-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -207,956-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.75%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 3 of 12 pages


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
Greylock XII GP Limited Liability Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   --
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -2,079,569-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   --
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -2,079,569-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -2,079,569-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.53%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

Page 4 of 12 pages


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
William W. Helman
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -11,163-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -2,079,569-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -11,163-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -2,079,569-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -2,090,732-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.57%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 5 of 12 pages


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
William S. Kaiser
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -38,142-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -2,079,569-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -38,142-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -2,079,569-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -2,117,711-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.66%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 6 of 12 pages


 

                     
CUSIP No.
 
210313 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
Aneel Bhusri
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -6,566-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -2,079,569-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -6,566-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -2,079,569-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -2,086,135-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.55%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 7 of 12 pages


 

CUSIP No.     210313 10 2
     
Item 1(a)
  Name of Issuer:
 
   
 
  Constant Contact, Inc.
 
   
Item 1(b)
  Address of Issuer’s Principal Executive Offices:
 
   
 
  Reservoir Place
 
  1601 Trapelo Road, Suite 329
 
  Waltham, MA 02451
 
   
Item 2(a)
  Name of Person Filing:
 
   
 
  Greylock XII Limited Partnership (“GXIILP”).
 
   
 
  Greylock XII-A Limited Partnership (“GXIIALP”).
 
   
 
  Greylock XII GP LLC (“GXIIGPLLC”), the General Partner of GXIILP and GXIIALP.
 
   
 
  William W. Helman, a Senior Managing Member of GXIIGPLLC.
 
   
 
  William S. Kaiser, a member of GXIIGPLLC.
 
   
 
  Aneel Bhusri, a Senior Managing Member of GXIIGPLLC.
 
   
Item 2(b)
  Address of Principal Business Office or, if None, Residence:
 
   
 
  The address of each of the reporting persons is:
 
   
 
  c/o Greylock
 
  880 Winter Street, Suite 300
 
  Waltham, Massachusetts 02451
 
   
Item 2(c)
  Citizenship:
 
   
 
  GXIILP                Delaware limited partnership
 
  GXIIALP             Delaware limited partnership
 
  GXIIGPLLC        Delaware limited liability company
 
  Mr. Helman         U.S. citizen
 
  Mr. Kaiser           U.S. citizen
 
  Mr. Bhusri           U.S. citizen
 
   
Item 2(d)
  Title of Class of Securities:
 
   
 
  This Schedule 13G report relates to the Common Stock, par value $0.01 per share (the “Common Stock”), of Constant Contact, Inc.
 
   
Item 2(e)
  CUSIP Number:
 
   
 
  210313 10 2
 
   
Item 3
  Description of Person Filing:
 
   
 
  Not applicable.
Page 8 of 12 pages

 


 

CUSIP No.     210313 10 2
         
Item 4   Ownership:
 
       
 
  (a)   Amount Beneficially Owned:
 
       
 
      As of December 31, 2007: (i) GXIILP was the record holder of 1,871,613 shares of Common Stock (the “GXIILP Shares”); and (ii) GXIIALP was the record holder of 207,956 shares of Common Stock (the “GXIIALP Shares”) together with the GXIILP Shares, the “Record Shares”).
 
       
 
      GXIIGPLLC, as the general partner of GXIILP and GXIIALP, may be deemed to beneficially own the Record Shares.
 
       
 
      Mr. Helman, as a Senior Managing Member of GXIIGPLLC, may be deemed to beneficially own the Record Shares. Mr. Helman may be deemed to beneficially own 11,163 shares of Common Stock held of record by Greylock XII Principals LLC, as nominee on behalf of Mr. Helman.
 
       
 
      Mr. Kaiser as member of GXIIGPLLC, may be deemed to beneficially own the Record Shares. Mr. Kaiser also hold of record options to acquire up to 25,000 shares of Common Stock exercisable within 60 days of December 31, 2007. Mr. Kaiser may be deemed to beneficially own 13,142 shares of Common Stock held of record by Greylock XII Principals LLC, as nominee on behalf of Mr. Kaiser.
 
       
 
      Mr. Bhursi, as a Senior Managing Member of GXIIGPLLC, may be deemed to benefically own the Record Shares. Mr. Bhusri may be deemed to beneficially own 6,566 shares Common Stock held of record by Greylock XII Principals LLC, as nominee on behalf of Mr. Bhusri.
 
       
 
  (b)   Percent of Class:
             
 
  GXIILP:      6.78 %
 
  GXIIALP:      0.75 %
 
  GXIIGPLLC:      7.53 %
 
  Mr. Helman:      7.57 %
 
  Mr. Kaiser:     7.66 %
 
  Mr. Bhusri      7.55 %
         
        The ownership percentages above are based on an aggregate of 27,613,000 shares of Common Stock outstanding, as reported by the Issuer.
Page 9 of 12 pages

 


 

CUSIP No.     210313 10 2
         
 
  (c)   Number of Shares as to which the Person has:
                                 
    NUMBER OF SHARES
Reporting Person   (i)   (ii)   (iii)   (iv)
GXIILP
    0       1,871,613       0       1,871,613  
GXIIALP
    0       207,956       0       207,956  
GXIIGPLLC
    0       2,079,569       0       2,079,569  
 
William. W. Helman
    11,163       2,079,569       11,163       2,079,569  
William S. Kaiser
    38,142       2,079,569       38,142       2,079,569  
Aneel Bhusri
    6,566       2,079,569       6,566       2,079,569  
 
(i)   Sole power to vote or direct the vote
 
(ii)   Shared power to vote or to direct the vote
 
(iii)   Sole power to dispose or to direct the disposition of
 
(iv)   Shared power to dispose or to direct the disposition of
     
Item 5
  Ownership of Five Percent or Less of a Class:
 
   
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
   
Item 6
  Ownership of More than Five Percent on Behalf of Another Person:
 
   
 
  Not applicable.
 
   
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
 
   
 
  Not applicable.
 
   
Item 8
  Identification and Classification of Members of the Group:
 
   
 
  Each of the Reporting Persons expressly disclaims membership in a “Group” as defined in Rule 13d-1(b)(ii)(J).
 
   
Item 9
  Notice of Dissolution of Group:
 
   
 
  Not applicable.
 
   
Item 10
  Certification:
 
   
 
  Not applicable. This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).
Page 10 of 12 pages

 


 

CUSIP No.     210313 10 2
SIGNATURE
     After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2008.
                 
    GREYLOCK XII GP LLC    
 
               
 
      By:   /s/ William W. Helman    
 
         
 
William W. Helman, Senior Managing Member
   
 
               
 
      By:   /s/ Aneel Bhusri    
 
         
 
Aneel Bhusri, Senior Managing Member
   
 
               
    GREYLOCK XII LIMITED PARTNERSHIP    
 
               
    By:   Greylock XII GP Limited Partnership
General Partner
   
 
               
 
      By:   /s/ William W. Helman    
 
         
 
William W. Helman, Senior Managing Member
   
 
               
 
      By:   /s/ Aneel Bhusri    
 
         
 
Aneel Bhusri, Senior Managing Member
   
 
               
    GREYLOCK XII-A LIMITED PARTNERSHIP    
 
               
    By:   Greylock XII GP Limited Partnership
General Partner
   
 
               
 
      By:   /s/ William W. Helman    
 
               
 
          William W. Helman, Senior Managing Member    
 
               
 
      By:   /s/ Aneel Bhusri    
 
               
 
          Aneel Bhusri, Senior Managing Member    
 
               
 
  /s/ William W. Helman  
         
    William W. Helman    
 
               
 
  /s/ William S. Kaiser  
         
    William S. Kaiser    
 
               
 
  /s/ Aneel Bhusri  
         
    Aneel Bhusri    
Page 11 of 12 pages

 


 

CUSIP No.     210313 10 2
Exhibit I
JOINT FILING AGREEMENT
     Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Constant Contact, Inc.
     This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
     EXECUTED as of this 14th day of February, 2008.
                 
    GREYLOCK XII GP LLC    
 
               
 
      By:   /s/ William W. Helman    
 
         
 
William W. Helman, Senior Managing Member
   
 
               
 
      By:   /s/ Aneel Bhusri    
 
         
 
Aneel Bhusri, Senior Managing Member
   
 
               
    GREYLOCK XII LIMITED PARTNERSHIP    
 
               
    By:   Greylock XII GP Limited Partnership
General Partner
   
 
               
 
      By:   /s/ William W. Helman    
 
         
 
William W. Helman, Senior Managing Member
   
 
               
 
      By:   /s/ Aneel Bhusri    
 
         
 
Aneel Bhusri, Senior Managing Member
   
 
               
    GREYLOCK XII-A LIMITED PARTNERSHIP    
 
               
    By:   Greylock XII GP Limited Partnership
General Partner
   
 
               
 
      By:   /s/ William W. Helman    
 
               
 
          William W. Helman, Senior Managing Member    
 
               
 
      By:   /s/ Aneel Bhusri    
 
               
 
          Aneel Bhusri, Senior Managing Member    
 
               
 
  /s/ William W. Helman  
         
    William W. Helman    
 
               
 
  /s/ William S. Kaiser  
         
    William S. Kaiser    
 
               
 
  /s/ Aneel Bhusri  
         
    Aneel Bhusri    

Page 12 of 12 pages

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